Streamline Your SEC Audit Preparation with Virtual Outsource Solutions
By Sandra Oshiro and Cheryl Myrick, CFP®, ChFC®, AFC®
At Virtual Outsource Solutions (VOS), we understand that preparing for your SEC audit can be a daunting task. As fiduciaries working for fiduciaries, we prioritize putting our clients' best interests first, which is why we're here to provide you with reliable support every step of the way.
When it comes to preparing for your SEC audit, having consistent practices in place is key. Our forward-thinking approach ensures that you're well-equipped to navigate the audit requirements with confidence.
Here's how VOS can help streamline your SEC audit preparation:
1 Expert Guidance: Our team of Client Service Specialists can assist you in gathering the necessary documents and answering any initial questions you may have. With our upfront communication and integrity-driven approach, we provide you with a clear understanding of what to expect and how to best focus your preparation efforts.
2 Document Management: We help you organize and upload all required documents to the SEC vault, ensuring that your submissions are accurate and timely. From Advisory Agreements to compliance policies, we ensure that your documentation is comprehensive and in compliance with SEC regulations.
3 Workflow Optimization: Our Client Service Specialists can assist you in creating and following workflows, storing information securely, and keeping client data up to date. By utilizing your existing tools and resources effectively, we help you stay on track and ensure that your actions are in compliance.
4 Time Savings: By delegating tasks to our experienced team, you can free up valuable time to focus on your clients and growing your business. Whether you have support staff or prefer to outsource tasks, VOS can connect you with the right resources to make your life easier.
Preparing for your SEC audit shouldn't be a last-minute scramble – it's a continuous effort that requires proactive measures and reliable support. With VOS by your side, you can approach your audit with confidence, knowing that you have a trusted partner dedicated to your success.
Contact VOS today to learn more about how we can support your firm and streamline your SEC audit preparation process. Together, let's ensure that your business remains in compliance and positioned for future growth.
We would love to hear from you!
Click here to email Heather Rivera, our Director of Operations. Please also feel free to call our office at 954-271-2966.
Our virtual door is always open.
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